There is a growing amount of evidence-based research supporting various botanicals, as this section will show.
There is currently a vigorous debate about whether botanical medicines are effective, and whether it is ever appropriate to use them in a modern medical setting. Some criticisms have stated that clinical studies of botanicals are of poor quality, limited by factors such as small sample sizes, limited duration of therapy, and poorly characterized products.
However, similar criticisms have been directed at clinical trials of pharmaceutical medicines. In fact, one recent study compared the quality of clinical trials using phytomedicines to matched trials using conventional medicines and came to the surprising conclusion that the method and reporting quality of Western clinical trials of herbal medicines was on average superior to that of conventional medicines (Nartley et al., 2007).
In evaluating any clinical study, whether of botanical or pharmaceutical medicines, it is important to pay attention to the quality and design of the study. Factors to consider include:
In the case of botanical medicines, this last issue is particularly important since botanical medicines can vary in their composition, levels of active constituents, and the presence or absence of additional constituents that may display synergistic or antagonistic influences on the effect being measured (Spinella, 2002; Spelman, 2005). As a rule, synergy is not an issue in clinical studies of pharmaceutical medicines, but in clinical trials with botanical medicines, synergy can affect outcomes and complicate the interpretation of results.
It is also important to remember that a single study, no matter how well designed, is never definitive in itself. A single negative study does not necessarily negate the results of previous positive studies. In such circumstances, the study should be evaluated in the context of other similar studies. This is as true for studies of pharmaceutical medicines as it is for botanical medicines.
In addition, there are botanicals whose primary evidence comes from a long medicinal use. Although supporting evidence-based research may be limited in these cases, we should not ignore that these botanical medicines have been used for thousands of years, long before randomized clinical trials were conceived.
Nartey, L., Huwiler-Muentener, K., Shang, A., Liewald, K., Jueni, P., Egger, M. (2007). Matched-pair study showed higher quality of placebo-controlled trials in Western phytotherapy than conventional medicine. Journal of Clinical Epidemiology, 60(8), 787-794.
Spinella, M. (2002). The importance of pharmacological synergy in psychoactive herbal medicines. Alternative Medicine Review, 7(2), 130-137.
Spelman, K. (2005). Philosophy in Phytopharmacology: Ockham's Razor versus synergy. Journal of Herbal Pharmacotherapy, 5(2), 31-47.
People commonly use botanicals to maintain health and treat disease symptoms for all the functions listed below. In each of these cases, there is a considerable amount of scientific and clinical evidence related to the applications of botanical medicines. The following sections address each of these points. See also Why Do People Use Botanicals? [1] for more references.
Clinical
studies indicate that botanical medicines have applications both for
the maintenance of cardiovascular [12] and circulatory health, and also for
treatment of cardiovascular dysfunctions such as arrhythmia and mild
hypertension (or high blood pressure).
For example, numerous
clinical and animal studies document the efficacy of hawthorn as a
cardiotonic. Cardiotonics help to improve blood supply to the heart,
increase the tone of the heart muscle, stimulate cardiac output, dilate
coronary arteries, stabilize blood pressure, prevent atherosclerosis
(the accumulation of arterial plaque), and prevent or help improve
congestive heart failure.
Many herbs used for cardiovascular
health, such as hawthorn and gingko [13], have antioxidant properties, which
may help prevent hardening of the arteries or other circulatory
insufficiencies.
Some herbs used for cardiovascular health are commonly taken to lower cholesterol. Garlic is one notable example, and a number of clinical studies have shown that garlic is effective in moderately reducing serum cholesterol. However, a recent meta-anlysis of the clinical trials on garlic (Reinhart et al., 2009) showed that while triglyceride levels are modestly reduced, LDL levels are not decreased and HDL levels are not increased. So the use of garlic supplements to reduce cholesterol must be considered controversial until further investigations have clarified this issue.
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Digestive, Gastrointestinal, and Liver FunctionsConsumers frequently use botanical medicines to treat a variety of minor illnesses related to gastric and digestive functions [15].
Clinical research indicates that ginger is a very effective herb for nausea, indigestion, and minor gastric upsets.
Ginger is also effective for morning sickness in the early stages of pregnancy and for motion sickness.
Peppermint oil has demonstrated clinical efficacy for irritable bowel syndrome.
Many herbs are liver protective and restorative-they can help to protect a healthy liver and restore function to a liver that has suffered impaired functions due to disease or injury, such as cirrhosis, hepatitis, or exposure to hepatotoxic agents. [16]The potential benefit of milk thistle in the treatment of liver diseases remains a controversial issue, with two recent review studies (Rambaldi, 2007 and Saller, 2008) coming to different conclusions. (The authors of both studies acknowledge that evidence for clinical benefits of milk thistle extracts exists and suggest more rigorous studies are needed to resolve these controversies.)
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Botanicals can also affect many types of hormonal functions, including reproductive hormones, insulin functions, adrenal functions, thyroid, and hypothalamic and pituitary functions. Botanicals affecting reproductive hormones and functions are discussed under the section on reproductive functions while those that affect insulin functions or carbohydrate metabolism are discussed under Metabolic and Nutritional Functions [17].
"Adaptogens" are a modern term for what traditional herbalists used to call "tonics," an herbal preparation that is taken daily to maintain balance and improve general health. Many so-called adaptogenic herbs, such as ginseng, owe much of their activity to stimulation of pituitary and adrenal activity. Still other botanicals are used to treat thyroid disorders.
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Consumers use botanicals for various genito-urinary and renal functions. We discuss references for the following:
Protecting
or restoring the kidneys. A much smaller number of botanicals have been
used traditionally for their protective or restorative effects on the
kidneys. Botanicals with potential applications in renal diseases
include milk thistle [16], green tea, and the reishi mushroom. In most
cases, rigorous clinical studies of the efficacy of botanicals for
kidney disorders are lacking, but the use is supported by folk medicine
and by numerous pre-clinical studies in animal models. Avins, A., Bent, S. (2006). Saw palmetto and lower urinary tract symptoms: what is the latest evidence? Current Urology Reports, 7, 260-265.
Bailey, D., Dalton, C., Daugherty, F.J., Tempesta, M.S. (2007). Can a concentrated cranberry extract prevent recurrent urinary tract infections in women? A pilot study. Phytomedicine, 14, 237-241.
Dreikorn, K. (2002). The role of phytotherapy in treating lower urinary tract symptoms and benign prostatic hyperplasia. World Journal of Urology, 19(6), 426-435.
Dvorkin, L., Song, K.Y. (2002). Herbs for benign prostatic hyperplasia. Annals of Pharmacotherapy, 36(9), 1443-1452.
Jepson, R.G., Craig, J.C. (2007). A systematic review of the evidence for cranberries and blueberries in UTI prevention. Molecular Nutrition & Food Research, 51(6), 738-745.
Lopatkin, N., Sivkov, A., Schlafke, S., Fun, P., Medvedev, A., Engelmann, U. (2007). Efficacy and safety of a combination of Sabal and Urtica extract in lower urinary tract symptoms-long-term follow-up of a placebo-controlled, double-blind, multicenter trial. International Urology and Nephrology, DOI 10.1007/s11255-006-9173-7.
Peng, A., Gu, Y., Lin, S.Y. (2005). Herbal treatment for renal diseases. Annals Academy of Medicine, 34(1), 44-51.
Tacklind, J., MacDonald, R., Rutks, I., Wilt, T.J. (2009). Serenoa repens for benign
prostatic hyperplasia. Cochrane Database of Systematic Reviews, (2), CD001423.
Yarnell, E. (2002). Botanical medicines for the urinary tract. World Journal of Urology, 20(5), 285-93.
Yarnell, E., Abascal, K. (2007). Herbs for relieving chronic renal failure. Alternative & Complementary Therapy, 13(1), 18-23. [19]
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Consumers use botanicals for various reproductive system functions, including:
Treating menopausal and PMS symptoms.
Black cohosh and phytoestrogenic herbs, such as red clover, are
examples of botanicals shown in clinical studies to be effective for
treating menopausal symptoms and PMS. Estrogenic compounds, sometimes
called phytoestrogens, are widespread in both botanical medicines and
foods, such as soy.
Helping milk production.
Some nursing women use herbs to induce milk production during
lactation, or conversely, to reduce milk production during weaning. For
example, Fenugreek is an herb that has been successfully used to induce
lactation (Tiran, 2003; Gaby, 2002). For comprehensive information on
the use of herbs during lactation, including safety information, see
Humphrey, 2003. While botanicals could theoretically be used to induce abortions or as contraceptives, the herbs widely sold as dietary supplements do not have these activities, and the use of herbs for these purposes is rare in our culture.
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Immune function is a large category with a wide range of applications for botanical medicines.
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Botanicals such as capsicum, witch-hazel, and calendula are used topically to support maintenance of the skin and integumentary system, and also for the treatment of problems with the skeletal musculature.
The most common topical uses for botanicals are as:
Botanicals have been used in this way for centuries, although their effectiveness has rarely been documented in formal clinical trials.
In many cases, the research supporting these uses is based on practical experience, rather than formal clinical trials, since the topical application of botanicals to treat minor skin diseases and maintain healthy skin is often classified as cosmetic use. Now there is a new generation of "cosmeceuticals" with claims that resemble medical claims. In a few cases, there are clinical studies demonstrating efficacy, for example, the use of Calendula creams to treat acute dermatitis in breast cancer patients receiving irradiation therapy.
Topical applications of botanicals can also effectively treat skin conditions, such as acne, psoriasis, and eczema. For each of these conditions, at least one clinical study demonstrating efficacy has been published.
Used internally, antioxidant botanicals containing flavonoids or oligomeric proanthocyanidins (OPCs), such as grape seed extract or pycnogenol, have been shown in animal and in vitro studies to support the health of collagen-containing connective tissues. (They do this by preventing oxidative damage, promoting cross-linking of collagen fibers, and preventing inflammation.) In the case of their anti-inflammatory properties, the evidence from pre-clinical studies is also supported by clinical studies.
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Botanicals
that possess central nervous system activities or that indirectly
affect psychological and nervous system functions are among the most
popular dietary supplements.
Consumers use botanicals to treat or manage a wide variety of psychological and neurological conditions. (These include stress [25], nervous exhaustion, insomnia, anxiety [26], neuralgias and spastic pain, moderate depression [26], dementias and cognitive deficits in the elderly, obesity, and eating disorders.)
Although results vary greatly, most of these applications are supported by at least a few clinical studies. In some cases, there are many studies (e.g. the use of St. John's wort [22] for mild to moderate depression, or the use of ginkgo [13] biloba for memory and cognitive deficits in the elderly).
Other applications of botanicals, such as kava or valerian in the treatment of seizure disorders or kudzu as an intervention for alcoholism, are promising, but clinical studies are rare. More research is needed in this area.
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Many types of botanicals and foods offer these types of functions.
There is now abundant evidence that ingestion of adequate amounts of antioxidants in the diet can protect cells, tissues, and cellular components, such as DNA and cell membranes, from damage by so-called Reactive Oxygen Species (ROS), many of which are produced as normal byproducts of metabolism. Antioxidants can also help to slow or prevent hardening of the arteries and eventual coronary heart disease [12]--conditions that reduce the quality of life for the elderly.
Recent clinical trials show that taking single antioxidants, such as Vitamin C or Vitamin E, may not be as beneficial as eating a variety of fruits and vegetables that are rich in antioxidants. In fact, single antioxidant supplements might actually increase the risk of some diseases. The current consensus is that fruit and vegetables rich in antioxidants [27] are best. However, if you would like to add supplements to your plan, here are some options:
Including these antioxidant-containing herbs in the diet is unlikely to be detrimental, but consumers should not rely on antioxidant supplements alone.
One
application of botanical medicines in this area is to lower blood sugar
in individuals who may be diabetic [28] or pre-diabetic. Popular botanical
medicines thought to have this effect include:
In most cases, clinical investigations in well-designed trials have been minimal but encouraging, and better follow up studies are needed.
Adaptogens are a class of botanical medicines that are thought to balance the metabolism, increase the body's resistance to physical and mental stress (often by modulating the body's "stress response" mediated by ACTH and adrenal corticosteroids), and stimulate cellular metabolism, digestive functions, and nutrient utilization. (See the section on Endocrine and Hormonal Functions [30] for references related to Adaptogens.)
Botanicals have been employed for weight loss, obesity, and blood sugar control. Ephedra is an example of a once-popular herb for weight loss, but it was recently banned by the FDA due to its potential to trigger adverse cardiovascular reactions, particularly in combination with caffeine, with which it is frequently formulated. Following the ban, green tea polyphenolics have become more popular for weight loss, and in fact, evidence of their efficacy has been reported in at least three clinical studies.
With respect to nutritional deficiencies, the FDA has established special categories allowing health claims to be made for foods in cases where the claims are based on "authoritative statements" of a scientific body of the U.S. Government or the National Academy of Sciences. Examples of such claims include the importance of:
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Botanical medicines are particularly favored for treating or managing diseases of the respiratory and pulmonary system.
Anti-infective and immune-stimulating botanicals, such as echinacea [20], may be taken internally or as a gargle to treat upper respiratory infections, chronic rhinitis, and chronic sinusitis.
Botanicals, such as tinctures of sage, myrrh, goldenseal, calendula or echinacea [20] are frequently employed as gargles to sooth, disinfect and heal sore or irritated throats. These herbs are often mixed with other herbs, such as licorice or slippery elm, to enhance the soothing properties.
For most of these applications, extensive rigorous clinical studies have not been conducted. In many instances, such studies would seem unnecessary, since their efficacy has been demonstrated through decades and even centuries of practical experience in the hands of herbalists, folk healers, and even professional health practitioners.
In some cases, the effectiveness of
botanicals to treat allergies has been well-documented in clinical
studies. Skullcap and urtica (nettles) are used to treat allergies
causing rhinitis, asthma, earaches, and even chronic conditions such as
bronchitis and emphysema.
In other cases few or no clinical
studies have been conducted to substantiate the claims for efficacy
that are recognized and accepted by most herbalists.
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Links:
[1] http://www.takingcharge.csh.umn.edu/why-do-people-use-botanicals
[2] http://www.takingcharge.csh.umn.edu/explore-healing-practices/botanical-medicine/-there-good-scientific-evidence#heart
[3] http://www.takingcharge.csh.umn.edu/explore-healing-practices/botanical-medicine/-there-good-scientific-evidence#eat
[4] http://www.takingcharge.csh.umn.edu/explore-healing-practices/botanical-medicine/-there-good-scientific-evidence#hormone
[5] http://www.takingcharge.csh.umn.edu/explore-healing-practices/botanical-medicine/-there-good-scientific-evidence#eliminate
[6] http://www.takingcharge.csh.umn.edu/explore-healing-practices/botanical-medicine/-there-good-scientific-evidence#baby
[7] http://www.takingcharge.csh.umn.edu/explore-healing-practices/botanical-medicine/-there-good-scientific-evidence#immune
[8] http://www.takingcharge.csh.umn.edu/explore-healing-practices/botanical-medicine/-there-good-scientific-evidence#muscle
[9] http://www.takingcharge.csh.umn.edu/explore-healing-practices/botanical-medicine/-there-good-scientific-evidence#brain
[10] http://www.takingcharge.csh.umn.edu/explore-healing-practices/botanical-medicine/-there-good-scientific-evidence#food
[11] http://www.takingcharge.csh.umn.edu/explore-healing-practices/botanical-medicine/-there-good-scientific-evidence#breath
[12] http://www.takingcharge.csh.umn.edu/conditions/heart-disease
[13] http://www.takingcharge.csh.umn.edu/10-top-best-selling-botanicals-what-they-do%2523ginkgo
[14] http://www.takingcharge.csh.umn.edu/explore-healing-practices/botanical-medicine/-there-good-scientific-evidence#top
[15] http://www.takingcharge.csh.umn.edu/conditions/irritable-bowel-disorders
[16] http://www.takingcharge.csh.umn.edu/10-top-best-selling-botanicals-what-they-do%2523thistle
[17] http://www.takingcharge.csh.umn.edu/-there-good-scientific-evidence%2523food
[18] http://www.takingcharge.csh.umn.edu/10-top-best-selling-botanicals-what-they-do%2523cranberry
[19] http://takingcharge.csh.umn.edu/therapies/botanicals/evidence#top
[20] http://www.takingcharge.csh.umn.edu/10-top-best-selling-botanicals-what-they-do%2523echinacea
[21] http://www.takingcharge.csh.umn.edu/10-top-best-selling-botanicals-what-they-do%2523ginseng
[22] http://www.takingcharge.csh.umn.edu/10-top-best-selling-botanicals-what-they-do%2523johnswort
[23] http://www.takingcharge.csh.umn.edu/conditions/cancer
[24] http://www.takingcharge.csh.umn.edu/glossary/3#term39
[25] http://www.takingcharge.csh.umn.edu/create-healthy-lifestyle/stress-mastery
[26] http://www.takingcharge.csh.umn.edu/conditions/anxiety
[27] http://www.takingcharge.csh.umn.edu/explore-healing-practices/food-medicine/what-do-specific-foods-do#fruits
[28] http://www.takingcharge.csh.umn.edu/conditions/diabetes
[29] http://www.takingcharge.csh.umn.edu/glossary/3#term6
[30] http://www.takingcharge.csh.umn.edu/-there-good-scientific-evidence%2523hormone
[31] http://www.takingcharge.csh.umn.edu/our-experts/dennis-mckenna-phd
[32] http://www.takingcharge.csh.umn.edu/explore-healing-practices/food-medicine/what-should-i-eat-my-specific-condition
[33] http://www.takingcharge.csh.umn.edu/conditions/irritable-bowel-syndrome
[34] http://www.takingcharge.csh.umn.edu/conditions/menopause
[35] http://www.takingcharge.csh.umn.edu/activities/what-botanical-should-i-use
[36] http://www.takingcharge.csh.umn.edu/activities/making-botanical-decision
[37] http://www.takingcharge.csh.umn.edu/activities/interactive-history-botanicals